Publications
Contributing Author, “SEC Publishes Guidance on Mutual Fund Distribution and Sub-Accounting Fees,” JD Supra,January 2016
Contributing Author, “SEC Publishes Guidance on Mutual Fund Distribution and Sub-Accounting Fees,” JD Supra,January 2016
Author, “Mutual Funds and Exchange Traded Funds Regulation – Marketing Materials,” Practicing Law Institute,June 2023
Press Mentions
Quoted in “Cambridge in Hot Water Over Fee Discounts, Rev-Share Practices,” Ignites, March 2024
Quoted in “SEC Assesses Diversity of Its Tech Managers,” Ignites, December 2023
Quoted in “Industry Wants More Fund Pricing Flexibility; the SEC Isn’t Ready,” Ignites, October 2023
Quoted in “SEC’s Cyber Rule Could Help Firms Detect Vendor ‘Red Flags,’” Ignites, August 2023
Quoted in “Gensler May Have Just One Year to Tie Up Rulemaking Agenda,” Ignites, July 2023
Quoted in “Not Ready for Libor? Your Firm is ‘Behind the Eight Ball,’” Ignites, June 2023
Seminars/Webinars
Presenter, “Developments in ETFs,” Independent Directors Council (IDC)’s Rising Partners Event, November 2024
Presenter, “Navigating SEC's Latest Custody Rule Guidance and Its Impacts on Advisers,” Knowledge Group, October 2017
Presenter, “Rising Partners,” Independent Directors Council at Investment Company Institute, November 2023